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bird flu

H5N1 – It’s All About the Transmission

2 March 2023 by Gertrud U. Rey 3 Comments

by Gertrud U. Rey

Recent news headlines have been highlighting the global spread of H5N1, the strain of influenza virus that is typically associated with “bird flu.” This outbreak is the largest in recorded history, involving at least 50 million dead birds and countless non-human mammals, including sea lions, otters, mink, foxes, cats, dogs, and skunks. But what does this mean for us?

Although the virus has so far infected about 1,000 people worldwide, most of these infections have been in individuals who had direct contact with infected birds, and thus, the infections likely originated from those animals. There is currently no evidence to suggest that H5N1 can transmit efficiently from one person to another, a factor that is critical for triggering a human pandemic. As far as we know, there are several obstacles that prevent sustained human-to-human transmission of H5N1.

The first obstacle has to do with the host cell surface receptor that mediates viral entry for influenza virus infection in humans. To enter a cell, human influenza viruses bind receptors that consist of a sialic acid molecule linked to galactose via an alpha 2,6 glycosidic bond, and these receptors are located mostly on cells of the upper respiratory tract. In contrast, avian influenza viruses (including H5N1) preferentially bind sialic acids with an alpha 2,3 linkage (illustrated), which are abundant on cells of the avian digestive tract and cells of the human lower respiratory tract. Although H5N1 can infect and replicate in cells of the lower respiratory tract, its transmission to other humans from the lower respiratory tract is very inefficient, meaning that H5N1-infected people typically do not pass the virus on to others. In other words, because H5N1 cannot efficiently replicate in the upper respiratory tract, it doesn’t typically transmit among humans. In order for H5N1 to pass easily from one person to another, it would at the very least need to acquire an amino acid change that allows it to bind a sialic acid receptor with an alpha 2,6 galactose linkage.

sialic acid

A second obstacle that prevents sustained human-to human transmission of H5N1 influenza virus involves the H5N1 polymerase enzyme, which is responsible for replicating the viral genome. To function properly, this enzyme needs to be in an environment with a temperature of approximately 40℃ – the average temperature of the avian digestive tract. Because the human upper respiratory tract has a temperature range of 33-35℃, the H5N1 polymerase would need to adapt to function in this temperature range in order for H5N1 to replicate and transmit more effectively from this site.

A third obstacle relates to the pH inside the membrane vesicle that forms around a viral particle once it enters a host cell. This vesicle, called an “endosome,” transports the viral particle through the cytoplasm until the viral and endosomal membranes fuse to allow the viral RNA to enter the host cell cytoplasm. Human-adapted influenza viruses undergo this membrane fusion most efficiently in the low pH conditions of the endosomes of human cells. However, H5N1 viruses require a much higher pH for fusion, meaning that they could easily degrade in the low pH environment of the human endosome, and thus not produce an effective infection that could transmit virus to other humans.

The segmented structure of the influenza virus genome allows for frequent reassortment between segments, such that if a host cell is co-infected with two different strains of influenza virus, the segments can reassort to produce new virus strains. Pigs are susceptible to infection by both avian and human influenza viruses, making them likely mixing vessels for such reassortment events. Reassortment between the “right” influenza virus genes could lead to a new version of H5N1 that could infect and transmit from cells of the human upper respiratory tract, thus triggering efficient human-to-human transmission and a potential pandemic.  

Fortunately, many scientists are preparing for such a scenario by developing H5N1-specific diagnostic tools, antiviral drugs, and vaccines. For example, virologist Scott Hensley and colleagues have generated a highly promising monovalent mRNA vaccine that completely matches the currently circulating strain of H5N1. So far, the vaccine produces great antibody responses in mice, but it still needs to be tested in ferrets, and then obviously, humans. There are also many other research groups working on both H5N1-specific and multivalent influenza virus vaccines directed against all known influenza virus subtypes.

There is no way to predict if and when H5N1 will evolve so it can pass easily between humans, although the probability for such a phenomenon is as real as the recent emergence of SARS-CoV-2. Considering that the mortality rate from H5N1 infection in humans is estimated to be higher than 50%* (compared to less than 1% from SARS-CoV-2), the consequences of a potential H5N1 pandemic would be a lot worse than those of the present pandemic. The fact that H5N1 already appears to transmit fairly well between non-human mammals as evidenced by an outbreak on a Spanish mink farm is highly concerning. The current H5N1 outbreak warrants increased surveillance and preparedness, and it further highlights the importance of a comprehensive One Health approach for detecting and controlling pandemic threats.

*This estimate by the World Health Organization likely does not take into account the total number of infections, which is probably much higher than we think. A higher number of total infections would decrease the rate of mortality.

[A big thank you to Joanna Pulit-Penaloza for the useful discussions, which helped me clarify some of the concepts in this post.]

Filed Under: Basic virology, Gertrud Rey Tagged With: avian influenza H5N1, bird flu, Flu, H5N1, human-to-human transmission, influenza, lower respiratory tract, pandemic, sialic acid, transmission, upper respiratory tract, vaccine

Origin of the H5N1 storm

10 July 2012 by Vincent Racaniello

ferretI still wonder why the influenza virus H5N1 ferret transmission studies generated such fear and misunderstanding among the public, the press, and even some scientists. I still cannot fully explain what transpired, but now that the papers have been published some new clues have emerged.

In my opinion, the main catalyst of the storm was the article Scientists brace for media storm around controversial flu studies by Martin Enserink. It began with the inflammatory statement ‘Locked up in the bowels of the medical faculty building here and accessible to only a handful of scientists lies a man-made flu virus that could change world history if it were ever set free’. Fouchier said that he created ‘probably one of the most dangerous viruses you can make’. Members of the NSABB were quoted as saying ‘I can’t think of another pathogenic organism that is as scary as this one’, and ‘This work should never have been done’.

This article presented a one-sided view because only Fouchier or NSABB members were quoted. I don’t understand why Fouchier made some of the statements that he did; perhaps he was quoted out of context. The NSABB members were on the way to restricting publication of the paper, so their views were clear. What Enserink did not do – what he should have done – was to speak with other virologists. This he could not do because the manuscript describing the work had not been made public. He violated a main tenet of journalism, to present both sides of the story.

With the publication of the Fouchier and Kawaoka papers, it became immediately apparent that all of the inflammatory statements in the Enserink article are wrong. For example, after 10 passages in ferrets, an altered H5N1 virus does transmit in the air among ferrets, but inefficiently and without killing the animals. Hardly one of the most dangerous viruses you can make.

To be fair, Enserink was not the first to report these findings. Fouchier presented the results of his H5N1 ferret transmission studies at a meeting in Malta in September 2011. A week later, New Scientist published an article on the findings entitled Five easy mutations to make bird flu a lethal pandemic. In the first paragraph, the author writes ‘…five mutations in just two genes have allowed the virus to spread between mammals in the lab. What’s more, the virus is just as lethal despite the mutations.’ A few paragraphs later: ‘The tenth round of ferrets shed an H5N1 strain that spread to ferrets in separate cages – and killed them.’ Both the title and these statements are all wrong. Fouchier’s published paper does not prove that five mutations are sufficient for aerosol transmission among ferrets, and the virus does not kill ferrets when it is transmitted through the air.  Also problematic is Fouchier quoted as saying that ‘The virus is transmitted as efficiently as seasonal flu’. Given the published data, and his comments at an ASM Biodefense Meeting in February 2012, I do not understand this statement.

It is easy to see how the misinformation in these two articles ignited the fear. Their stories were repeated by countless other publications without verifying whether or not they were correct, amplifying the false conclusions and spreading misinformation even further. Those of us who pointed out inconsistencies were dismissed as risk-takers. Even the New York Times – without ever having seen the data - declared that the experiments should not have been done and the virus stocks should be destroyed.

A comparison of the original Fouchier manuscript with the version recently published in Science provides additional insight (I do not have the original version of the Kawaoka paper).  The first version of the manuscript was submitted to Science and reviewed by the NSABB, whose members recommended that it should be published in redacted form. Fouchier and colleagues then submitted a revised version which was reviewed by the NSABB, who then decided that the entire paper could be published.

Curiously, the titles of the paper are different. The original: Aerosol transmission of avian influenza H5N1 virus. The published version: Airborne transmission of influenza A/H5N1 virus between ferrets. The first is clearly ‘scarier’.

Another big difference between the two manuscripts is the length. A research article in Science is typically brief: it begins with a paragraph or two of background information, then delves right into the results. This is how the original Fouchier manuscript was constructed. In contrast, it is not until page five of the published version do we reach the data: the previous pages are filled with background material reminiscent of a review article. Included is information on the basic biology of influenza viruses, the functions of individual proteins, virulence, why the authors decided to do these studies, what is known to control host range and transmission, and the containment procedures that were undertaken. It is an impressive amount of background information, none of which was present in the original version.  The additional material does help to put the experiments in their proper context.

I found two examples of changes in the wording that I feel could make substantive changes in reader perceptions of the results.

In the abstract of the original manuscript, the authors wrote:

The virus acquired the ability to transmit via aerosols or respiratory droplets while remaining highly pathogenic to ferrets.

In the revised manuscript, this sentence has been changed:

None of the recipient ferrets died after airborne infection with the mutant A/H5N1 viruses.

The second version better represents the data. The first version is incorrect as stated because the virus is virulent only when inoculated intratracheally into ferrets, not after transmission by aerosols.

A second example occurs during discussion of the response of ferrets to infection with mutant H5N1 virus. In the original manuscript the authors note that after intransal inoculation, the animals have signs of disease but did not die. However, after intratracheal inoculation with the virus, all six ferrets died. Their conclusion:

 These data are similar as described previously for A/H5N1wildtype and thus do not point to reduced virulence (italics mine).

In the revised manuscript this sentence has been modified:

These data are similar to those described previously for A/H5N1wildtype in ferrets. Thus, although the airborne-transmissible virus is lethal to ferrets upon intratracheal inoculation at high doses, the virus was not lethal after airborne transmission.

The first version is misleading because it does not clearly state that virulence was assessed by intratracheal inoculation.

For the most part the same data are presented in the two versions of the manuscripts. A virologist would not draw different conclusions from the two manuscripts despite the longer introduction and the two modifications noted above. I remain puzzled as to why the first manuscript raised such a furor. I cannot believe that it was simply a consequence of overzealous writers and a few scientific overstatements.

Although the Kawaoka and Fouchier papers have been published, the effect of the H5N1 storm will linger for a long time. The moratorium on H5N1 transmission research continues, meaning that important questions cannot be answered. On 29 March 2012 the United States government issued its Policy for Oversight of Life Sciences Dual Use Research of Concern (pdf).  According to this new policy, seven different types of ongoing or proposed research (including transmission studies) on 15 different pathogens (including highly pathogenic avian influenza viruses) must now be reviewed by a committee for risk assessment and if the development of mitigation plans. Once the work is in progress, no deviations from proposed experiments are permitted without further review. I understand from a number of virologists that this policy has had a chilling effect on avian influenza virus research. As a consequence, this area of investigation is likely to substantially contract, depriving us of potentially important findings that could be useful in limiting influenza and other viral diseases.

We are in this position because access to the Fouchier and Kawaoka papers was restricted, and few could actually read them to understand exactly what was done. I can’t think of a better reason for unrestricted publication of scientific findings.

Filed Under: Commentary Tagged With: airborne transmission, bioterrorism, bird flu, ferret, fouchier, H5N1, influenza, kawaoka, nsabb, pandemic, viral, virology, virus

Influenza H5N1 virus versus ferrets, round two

21 June 2012 by Vincent Racaniello

H5N1 mutationsThe second of two papers on avian influenza H5N1 virus that caused such a furor in the past year was published today in the journal Science. I have carefully read the paper by Fouchier and colleagues, and I assure you that it does not enable the production of a deadly biological weapon. The results describe the requirements for airborne transmission of influenza viruses among ferrets, but it provides no information about human to human transmission. Failure to publish this work would have substantially restricted our understanding of influenza transmission.

The authors modified the HA protein of an Indonesian strain of influenza H5N1 virus so that it could attach to cell receptors in the ferret respiratory tract. They also added a change in one of the subunits of the viral RNA polymerase, called PB2 protein, that improves replication in mammalian cells (E627K). This H5N1 virus, with the amino acid changes HA Q222L, G224S and PB2 E627K, did not transmit through the air among ferrets.

In an attempt to select a virus with airborne transmissibility, the authors passed their modified H5N1 virus in ferrets. They inoculated a ferret intranasally with virus, waited 4 days, harvested virus from the respiratory tract, and infected the next animal. After ten ferret-to-ferret passages, the pool of viruses produced by the last animal contained mutations in all but one of the 8 viral RNA segments. The original alterations were present (HA Q222L and G224S, PB2 E627K) together with a new change in the HA protein, T156A. This amino acid change prevents the addition of a sugar group to the protein near the receptor binding site, thereby increasing virus binding to mammalian cell receptors.

After ten ferret to ferret passages, the modified H5N1 virus could transmit from one animal to another housed in neighboring cages, e.g. by the aerosol route. All viruses acquired by ferrets by this route had five amino acid changes in common:  the original three introduced by mutagenesis (HA Q222L and G224S, PB2 E627K) and two selected in ferrets, HA H103Y and T156A.

The modified H5N1 virus does not transmit with high efficiency among ferrets, and it is not lethal when acquired by aerosol transmission. For this reason, and because we do not know if the virus would transmit among humans, it would not be an effective biological weapon.

A minimum of five amino acid changes in H5N1 virus are required for aerosol transmission among ferrets. This conclusion is based on the observation that the viruses acquired by ferrets through aerosol infection all had five amino acid changes in common. The actual number could be higher. For example, one virus that was studied in more detail differed from the parent H5N1 virus by nine amino acid changes, and other mutations were identified in other isolates. Determining the exact number will require introducing mutations in various combinations into H5N1 virus and testing transmission in ferrets. At present these experiments cannot be because there is a moratorium on H5N1 transmission research.

How do these results compare with those of Kawaoka and colleagues? Those authors found that five amino acid changes in the H5 HA are needed for airborne transmission among ferrets. However, they used a different virus, the 2009 H1N1 pandemic virus with an H5 HA protein. The latter was modified so it could recognize mammalian receptors. They found that amino acid changes that shift the HA from avian to human receptor specificity reduce the stability of the virus. The amino acid changes HA N158D and T318I, which were selected during infection of ferrets, restore stability. The T318I change is near the HA fusion peptide, distant from the receptor binding site. [In the figure, changes identified by Kawaoka and colleagues are in red; black are those identified by Fouchier and colleagues].

It is quite possible that both Kawaoka and Fouchier independently found that virion stability is an important property of viruses that can be transmitted through the air among ferrets. I wonder if Fouchier’s alterations to the HA, Q222L and G224S, destabilized the protein, like those introduced by Kawaoka. This possibility is suggested by the presence of the HA T318I amino acid change that was selected in ferrets. Amino acid 156 is in the HA trimer interface and could confer stability to the protein (the viral HA protein is composed of three copies of one polypeptide; the interface of these  three proteins determines its stability). It is an hypothesis that can be easily tested (even with the moratorium on H5N1 transmission research).

The results demonstrate that 5 to 9 amino acid changes are sufficient to allow influenza H5N1 virus to transmit by the aerosol route among ferrets. The findings provide no information about aerosol transmissibility of H5N1 virus in humans. We cannot conclude from this work that a similar number of changes in H5N1 virus will allow transmission among humans. That information can only come from the study of a pandemic H5N1 strain (should such a virus ever emerge).

There is a great deal of good science in this paper, and I cannot imagine hiding it in a vault, or only providing it to certain individuals. I find the findings intriguing, and I am sure that other virologists will be similarly fascinated. One of them might do a seminal experiment on H5N1 transmission as a consequence. But that would never happen if the paper were not published.

The new manuscript is very different from the version submitted in 2011. That paper, in typical Science article style, contained only one paragraph of background information. The experimental findings are described tersely and with little explanation. In contrast, the first five pages of the revised manuscript read like a review article, with substantial detail on influenza virus biology, host range, and the precautions taken during conduct of the experiments. The experimental results are carefully explained. The style is considered and soothing, in contrast with the stark presentation of the original manuscript. I now understand why the NSABB changed their mind and decided to publish this version.

Filed Under: Basic virology, Information Tagged With: airborne transmission, bioterrorism, bird flu, ferret, fouchier, H5N1, influenza, kawaoka, nsabb, pandemic, viral, virology, virus

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by Vincent Racaniello

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